Hong Kong stocks real-time quote service
In order to provide better service, CMB International’s customers will grant immediate real-time quotation service after successfully open an US stock trading account.
| Platform | Fee(monthly) | Quotes(monthly) |
| Mobile APP "壹隆环球" | Free | Infinite |
| Online trading platform | Free | 1000 |
Customers can also choose the following Hong Kong stocks live streaming quotation, charts and information services at preferential prices:
HK stock trading service:
| Item | Fee | Minimum | maximum | |
| Commission | ||||
| Trading commission fee | Via telephone order placing (including Grey Market) |
0.25% of transaction value | HK$100/RMB88 | -- |
| Via on-line trading | 0.20% of transaction value | HK$80/RMB68 | -- | |
| *** No platform usage fee *** | ||||
| Transaction Fee： | ||||
| Stamp Duty^ | 0.10% of transaction amount (rounded up to the nearest dollar) | HK$1 | -- | |
| HKEx Trading Fee^ | 0.00565% of transaction amount | -- | -- | |
| Transaction Levy^ | 0.0027% of transaction amount | -- | -- | |
| Investor Compensation Levy | Suspended | -- | -- | |
| FRC transaction levy | 0.00015% of transaction amount | -- | -- | |
| CCASS Stock Settlement Fee^ | 0.002% Of transaction amount | HK$2 | HK$100 | |
HK Stock - Dual Tranche Dual Counter (DTDC) Stock Conversion Fee:
| Item | Fee |
| DTDC Stock Conversion Fee | Free of charge |
Scrip Handling and Settlement-Related Services
| Item | Fee | Minimum | Maximum | |
| Physical Scrip Deposit Fee | HK$ 30 per stock | HK$ 30 | -- | |
| Physical Scrip Withdrawal Fee | HK$ 8 per board lot per stock | HK$ 50 per stock | -- | |
| Settlement Instruction (SI) Fee | Deposit | Free of charge | -- | -- |
| Withdrawal | Stock Clearing Fee: 0.002% of market value (based on previous closing price) |
HK$2 | HK$100 | |
| Handling Charge: HK$ 5 per board lot (Odd lot is treated as one board lot) | HK$ 50 per stock | -- | ||
| Investor Settlement Instruction (ISI) Fee | Deposit | Free of charge | -- | -- |
| Withdrawal | Stock Clearing Fee: 0.002% of market value (based on previous closing price) | K$2 | HK$100 | |
| Handling Charge: HK$ 5 per board lot (Odd lot is treated as one board lot) | HK$ 50 per stock | -- | ||
| Compulsory Buy-In | Default penalty: 0.25% of market value (based on previous closing price),plus related charges | -- | -- | |
Nominee Services and Corporate Actions
| Item | Fee | Minimum | Maximum |
| Scrip Fee | HK$/CNY 1.5 per board lot | -- | -- |
| Collection of Cash Dividend or Other Cash Benefit | 0.25% of cash dividend / cash benefit amount | HK$/CNY 30 | HK$/CNY 20,000 |
| Collection of Bonus Shares/Scrip Dividend / Rights / Warrant | HK$/CNY 30 per stock | -- | -- |
| Rights / Warrant Exercise | HK$/CNY 0.80 per board lot, plus HK$/CNY 50 per stock | -- | HK$/CNY 20,000 |
| Excess Rights Application | HK$/CNY 0.80 per board lot | -- | -- |
| Tendering Shares /Cash Benefit Under A Takeover Bid | HK$/CNY 0.80 per board lot, plus HK$/CNY 50 per stock | -- | -- |
| Share Consolidation / Split | Free of Charge | -- | -- |
Account service
| Item | Fee |
| Custody Fee | Free of Charge （except for independent custody agreement） |
| Physical daily/monthly statements | A monthly flat rate of HK$20 per account |
| Re-issue of Statement of Account | Within 12months：free of charge over 12months：HK$50 per copy |
| Audit Confirmation | Free of charge |
| Confirmation of Share Balance / Asset Verification | HK$ 100 per copy |
| Business Registration /Company Search for New Account | HK$ 150 Charged at the time of securities a/c opening (applicable to limited company only) |
| Dormant Account Fee | Monthly Fee HK $100 |
| FATCA Tax Reporting Charge | USD 1000 per year for each client |
Other services
| Item | Fee | ||
| IPO Subscription | Non-financing | HK$/CNY 100 per transaction | |
| Financing | HK$/CNY 100 per transaction | ||
| Fee for Change of Registration at Share Registrar | HK$ 2.50 per board lot, plus HK$ 100 per stock | ||
| Capital Investment Entrant Scheme | HK$ 10,000 per annual | ||
| Handling Charge of Unclaimed Benefits Entitlement | HK$/CNY 500, plus 0.25% of cash benefit amount | ||
| Bank Services Charge | Local Bank Transfer or Telegraphic Transfer ( HKD or other Foreign Currency ) | Currency | Currency Fee |
| HKD | HKD 300 | ||
| CNY | CNY 200 | ||
| USD | USD 30 | ||
| Others | (Equivalent to USD 30) | ||
| Returned Cheque Charge | HK$ 200 per returned cheque | ||
| Stop Payment Charge | HK$ 200 per instruction | ||
| ESOP Related Fee Requirement | Description | Fees | |
| Exercise /Release Handling Fee (if applicable) | To assist the Participants in exercising their Share Option/ releasing their Share Award pursuant to the respective Plan(s) | HKD 100 each time for each Participant | |
| Italian Financial Transaction Tax(Italian FTT)* | The Tax Rate is 0.1% | ||
Note:
^ Fees and charges determined and collected by the Government of the Hong Kong SAR, Securities and Futures Commission “SFC” or HKEx are subject to change without prior notice.
* Italian Financial Transaction Tax(Italian FTT)
To comply with the Italian FTT law, customers who trade shares issued by Italian resident companies which listed on The Stock Exchange of Hong Kong Limited via CMB International Securities Limited (CMBIS) are required to pay for the Italian FTT. The tax rate is 0.1%. Applicable taxes should be paid by both buy side and sell side in various derivatives transactions. The tax is declared and processed by CMBIS, and the customers do not need to declare it by themselves. The above tax rate and calculation method etc. of Italian FTT may be subject to changes or further clarification on the Italian FTT law. Such third party costs, fees and charges are subject to change without prior notice and will be determined by CMBIS.
** Interest is calculated daily and debited at the end of each month. If the day is a bank holiday, we will debit on the previous working day.
*** Until the end of 2022, new retail clients enjoy a special margin financing rate of 6.5%.
**** For HKD: P is HSBC’s prime interest rate.
**** For HKD: P is HSBC’s prime interest rate.
**** For RMB: P is Bank of China (Hong Kong)’s prime interest rate.
Global securities trading services:
| Shanghai-Hong Kong Stock Connect / Shenzhen-Hong Kong Stock Connect (Northbound trading) | ||||
| Item | Fee | Minimum | Maximum | |
| Commission charges： | ||||
| Brokerage Fee | Via telephone | 0.25% of transaction amount | RMB 80 | -- |
| Via on-line trading | 0.20% of transaction amount | RMB 60 | -- | |
| ***No platform service charges*** | ||||
| Standard fees： | ||||
| Charge rate | Charge rate | Payable to | ||
| Handling fee | 0.00341% of transaction amount (each buy/sell side) | Shanghai Stock Exchange | ||
| Securities management fee | 0.002% of transaction amount (each buy/sell side) | China Securities Regulatory Commission | ||
| Transfer fee | 0.003% of transaction amount (each buy/sell side) | China Clear's / CCASS | ||
| Stamp duty | 0.10% of transaction amount (Seller only) | China State Administration of Taxation | ||
| Custody fee | 0.008% of portfolio value / 365 (daily calculation) | CCASS | ||
| Shanghai B Shares / Shenzhen B Shares | |||
| Item | Fee | Minimum | Maximum |
| Commission charge： | |||
| Brokerage | 0.30% of transaction amount | US$ 30 （Shanghai） | -- |
| 0.30% of transaction amount | HK$ 200 （Shenzhen） | ||
| Standard charges： | |||
| Stamp Duty | 0.10% of transaction amount（Subject to sell transaction only） | -- | -- |
| Transaction Levy | 0.00341% of transaction amount | -- | -- |
| SCRC Fee | 0.002% of transaction amount | -- | -- |
| Clearing Fee | 0.002% of transaction amount | -- | HK$500 （Shenzhen）US$50 （shanghai） |
| Dividend Collection Fee | 0.25% of cash dividend amount | US$15 （Shanghai） | -- |
| 0.25% of cash dividend amount | HK$100 （Shenzhen） | ||
| Bonus Collection Fee | US$15per stock （Shanghai） | -- | -- |
| HK$100per stock （Shenzhen） | |||
| US stock | |||
| Item | Fee | Minimum | Maximum |
| commission： | |||
| Brokerage fee (exclude over the counter and pink sheets market) |
0.3% Of transaction amount | US$28 | -- |
| No platform usage charges | |||
| Other fees： | |||
| Stock Transfer (through US Depository Agents) | US$ 30 per stock | -- | -- |
| Dividend Collection Fee | Dividend Tax: 30% of gross dividend amount | -- | -- |
| Handling Charge: 0.25% of gross dividend amount | US$3 | -- | |
| Bonus Collection Fee | US$ 3 per stock | -- | -- |
| Compulsory Corporation Action Fee | US$ 25 per transaction | -- | -- |
| Voluntary Corporation Action Fee | US$ 20 per transaction | -- | -- |
| Handling Charge for Issuing Voting Instruction Letter | US$ 30 per transaction | -- | -- |
| ADRs Fee | USD 0.01 - 0.05 (Per share per book close collected by the ADR issuers) | -- | -- |
| Independent custody agreement escrow fee | Negotiable | ||
Notes:
1.Not include the tax, levy and other fees received by local authorities.
2.For Corporate action, please refer to your relationship manager.
| Margin financing service | |
| Service | Handling Fee |
| Interest** | Annual Interest rate P*+3% |
Notes:
* For USD: P is HSBC’s prime interest rate.
** Interest is calculated daily and debited at the end of each month. If the day is a bank holiday, we will debit on the previous working day.
In order to provide better service, CMB International is offering our customers whom successfully opened US stock account to use the following US stocks real-time quotes and information services at preferential prices.
Market data:
| Fee(Monthly) | |
| Mobile APP "壹隆环球" | Free |
| On-line trading platform | US$10 |
Notes:
1. Effective from 01 June 2018.
2. There may be other charges involved。CMB International reserve the rights to amend any Fees or charges without prior notice.
| Platform | Commission | Minimum | Third Party Fees |
| Online | 0.18% | JPY 980 |
Exchange Fees = 0.006%
Clearing Fees = JPY 3 + 0.0004%
|
| Offline | 0.50% | JPY 5,800 |
Exchange Fees = 0.006%
Clearing Fees = JPY 3 + 0.0004%
|
*** Client trades will not be combined for charging.
| Market | Item | Fee | Minimum |
| Japanese Stock | Dividend Tax | 15.315% of gross dividend amount* | JPY 1,800 |
Remark：*Uniform fee for all investors. The tax rate is subject to local tax policies and for reference only.
| Funds | |||
| Item | Fee | ||
| 1.Subscription fee | Not more than 5%, subject to the rules and regulations of the fund company | ||
| 2.Redemption fee | subject to the rules and regulations of the fund company | ||
| Bonds and Structured Notes | ||
| We are acting in the capacity of Principal entering into Back-to-back transactions in below products and we will make trading profit from these transactions. | ||
| 1. Transaction | ||
| Product Type | Product Validity Period | Maximum trading profit |
| Debt Securities (primary market transactions) Debt Securities (secondary market transactions) Structured Notes (e.g. Linked to underlying equity, currency, commodities including precious metals, fixed income, interest Rate etc.) |
Less than or equal to 3 years | Up to 3% of the nominal amount |
| More than 3 years | Up to 5% of the nominal amount | |
| 2.Custody fee (Monthly basis) | Market Value as of Month End * Custody Fee Rate (0.05% per annum) /12 (charged on monthly basis) # | |
| 3.Bond Deposit/Withdrawal | US$65 per transaction (waived for deposit) | |
| 4.Exercise of convertible bond into shares | US$65 per transaction | |
| 5.Corporate action | USD65 per transaction | |
# The above fees are not applicable to bonds which are listed on the Hong Kong Stock Exchange. Example, Hong Kong iBonds. Service charges of Hong Kong stock trades shall apply.
Remarks:
1. Odd lots are charge as board lots
2. Additional fees may apply. Commissions and fees are subject to change without notice.
| MARKET | COMMISSION | MIN CHARGE | CCY | Bonus share / Corp act per time | CASH Dividend (After tax)* | SI (Out) / per stock |
| AUSTRALIA | 0.5% | 100 | AUD | 28 | 0.25%min 28 | 138 |
| CANADA | 0.5% | 88 | CAD | 28 | 0.25%min 28 | 138 |
| UK | 0.5% | 58 | GBP | 18 | 0.25%min 18 | 58 |
| GERMANY | 0.5% | 70 | EUR | 28 | 0.25%min 28 | 58 |
| SWEDEN | 0.5% | 600 | SEK | 288/28EUR | 0.25%min 288 | 580/58EUR |
| SINGAPORE | 0.5% | 78 | SGD | 28 | 0.25%min 28 | 138 |
| SINGAPORE | 0.5% | 58 | USD | 18 | 0.25%min 18 | 98 |
Not include the tax, levy and other fees received by local authorities.
For Corporate action, please refer to your relationship manager.
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